Understanding today’s index funds, the benefits of diversification, and how to reduce risk across your investment portfolio.
Category: From Mike Francis
Managing Investment Adviser Conflicts
Explore how common investment adviser compensation structures can create conflicts of interest that undermine retirement outcomes and increase fiduciary risk for plan sponsors.
When chaos reigns, stay boring with standard investing strategy
How your investment strategy can help you weather market and geopolitical chaos.
Can a case be made for active management?
Active vs passive investing. Learn more about the upsides, the risks, and how investors should be looking ahead.
Making a case for Roth 401(k) accounts in your retirement
Roth 401(k) accounts, available since 2006, offer relief by letting you save through payroll deduction, invest broadly, and withdraw all contributions and accumulated earnings entirely tax‑free.
Supreme Court Makes It Easier to Sue for “Excessive Fees”
The Supreme Court’s decision shifts the burden of proof to the defendant (plan sponsor) in the initial stages of a “prohibited transaction” or “excessive fee” ERISA lawsuit.
Retirement investors must have a solid plan to handle economic turmoil
Investors can create a solid investment plan that will help them weather economic turmoil and set themselves up for future gains.
Francis Names Two New Partners
Francis announces the addition of two new shareholders to the Firm.
New rules make saving for retirement easier
New rules will make saving for retirement easier. Make sure you’re setting your future self up for success.
SECURE 2.0, retirement income and litigation risk lead the menu for 2025
Hear from the experts, including Francis’ President, Michael Francis, on the key retirement plan trends for 2025.
